New Address as of 10/4/24 — 60 Broad Street, 39th Floor, New York, NY 10004

Three colleagues talking in an office hallway
our team

People Are Our Most
Valuable Asset

We have hand-picked our team of professionals,
and do our utmost to sustain a dynamic and
supportive environment where they can thrive.

Leadership Board of Directors Divisions
Offices
New York Shelburne Falls Locust Valley Thomasville Dorset
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Herbst Wealth Management

Herbst Wealth Management (HWM), a unit of Shields & Company since 2001, manages assets for high net worth individuals and families as well as foundations and endowments. The team focuses on constructing individual portfolios designed to meet the goals of each client. Fixed income portfolios consist of only high-quality issues and are tailored to the current income and liquidity needs of each client. Equity portfolios focus on large and mid-sized companies. The Herbst Wealth Management team of seasoned investment and client support professionals aims to provide superior investment advice and performance over the long term.

Meet Eileen Connolly
Meet Julian LeCraw
Meet Hasija Capric
Meet Jeffrey Foley
Meet Ben Brietstein

Equity Risk Management

At the Equity Risk Management Division, we customize option solutions to manage your price risk while increasing the probability of achieving positive returns. This reduces reliance on share price direction while protecting against unforeseen downward movements. Calculated entry and exit points provide timely decisions taking emotion out of the equation. Our disciplined management style incorporates multi-layered market analysis derived from constant contact with floor traders, hedge fund managers and analysts.

Meet Jason Weissman
Meet Tanya Lovrentjev

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Dudack Research Group

Dudack Research Group (DRG), a division of Wellington Shields & Co. LLC since 2011, is a well-established investment research firm that provides macro-economic, fundamental, quantitative and technical strategy and tools for institutional money managers throughout the US and Europe. DRG aims to be clear, decisive and thought-provoking through original research that is accurate, well-founded, above all, useful to its clients.

Meet Gail Dudack
Meet Andrea Costello

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