|Our top-down investment approach emphasizes quality and growth at a reasonable price.|
|We invest in businesses with strong balance sheets that are leaders in their respective industries.|
|Our investment committee develops a macroeconomic view, which informs our asset allocation.|
|We seek companies that have natural moats to competition run by superior management teams.|
economic/market conditions and determine long-term secular growth trends
sectors and industries benefiting from those trends, with a focus on companies with a large moat or competitive advantage
business fundamentals with a focus on the quality of management and effectiveness of capital allocation
merits of the investment thesis with other members of the team to challenge the idea and uncover potential weaknesses
to ensure investment rationale is intact, utilizing technical analysis to determine optimal entry and exit points
|Our roots as a broker dealer and New York Stock Exchange member date back to 1925. Currently in our tenth decade of operation as one of its oldest independent members, we maintain our commitment to the NYSE as an operator of “the leading and most liquid group of equities and equity options exchanges.”
Our agency trading desk serves both our investment and wealth management clients with prompt and efficient execution of orders in the marketplace. We have access to sophisticated order management and routing technologies and algorithms that we utilize in conjunction with our significant NYSE floor presence in pursuit of best execution on behalf of our clients.
|Our fixed income capabilities demonstrate our extensive expertise in serving advisory and brokerage clients’ needs in municipal bonds, high grade corporate bonds, U.S. government securities and agency securities.
Wellington Shields utilizes multiple trading platforms with various routing possibilities. Investors are advised that system availability and response times may be subject to market conditions.