Business-building Tools

  • Our flexible technology platform offers best-of-breed financial planning, risk management and performance reporting software.
  • You have access to a wealth of third-party research and insights, as well as institutional-quality investment solutions.
  • We are committed to transparency, and adhere to all industry regulations regarding performance reporting and client relationships.
  • Our holistic planning approach makes it easier to capture all of a family’s assets and build relationships with the next generation.
  • Model portfolios and managed solutions available through our clearing firm, First Clearing, allow you to spend more time with clients and prospects.
  • We provide a suite of high-quality marketing materials and ongoing communications to help you stay top of mind with prospects/clients.
  • When you’re ready, we can help you design a business succession plan on your terms and timeframe.

Our Technology Partners:

Autonomy and Flexibility

  • We offer competitive rates and superior support.
  • Our open architecture platform frees you from cross-selling, pushing specific products or being wedded to one technology or custodian.
  • We offer an independent work environment within a culture that is collegial, entrepreneurial and client-centric.
  • Regular collaboration by our investment professionals brings the best ideas to light and keeps you ahead of the trend.
  • Our shared team of experienced client service professionals will support you and your clients.

Rob Gasparino, David Shields, Joe Dente, Eugene Roseo, John Monaco, James Matthews (left to right)

In-house trading expertise

  • Our roots as a broker dealer and New York Stock Exchange member date back to 1925.
  • Our agency trading desk serves our clients with prompt and efficient execution of orders in the marketplace.
  • We have access to sophisticated order management and routing technologies and algorithms that we utilize in conjunction with our significant NYSE floor presence in pursuit of best execution on behalf of our clients.

Talk to us about joining our team.

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