Equity Risk Management 2018-08-02T09:54:42+00:00

Equity Risk Management

 Strategic Option Solutions

What makes an investment strategy successful?
At the Equity Risk Management Division, we customize option solutions to manage your price risk while increasing the probability of achieving positive returns. This reduces reliance on share price direction while protecting against unforeseen downward movements. Calculated entry and exit points provide timely decisions taking emotion out of the equation. Our disciplined management style incorporates multi-layered market analysis derived from constant contact with floor traders, hedge fund managers and analysts.

Concentrated Asset Risk Management Strategies

Strategic option solutions reduce risk and generate income from concentrated assets while maintaining the benefit of ownership. Our Dynamic Collaring Strategies utilize covered calls to enhance yield and generate cash from shares while protective puts provide downside insurance to set levels and periods of time. We protect and monetize stock and options positions.

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Risk-Adjusted Portfolio Management Strategies

Our risk adjusted portfolio management strategies utilize options to enhance and provide positive returns on stocks that appreciate, remain flat, or decline in value. Risk is reduced and probability of making money increased versus a traditional “buy and hold” strategy.

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Meet Our Director, Jason Weissman

As Senior Director and founder of our Equity Risk Management division, Jason Weissman leads our Concentrated Asset Risk Management and Risk Adjusted Portfolio Management practices. Prior to joining Wellington Shields, Mr. Weissman was at Bishop Rosen where he built and served as the Senior Director of their Equity Risk Management Division. At Bishop Rosen Mr. Weissman counseled officers, directors and high level employees of publicly traded corporations regarding strategies for their ESPP, ESOP plans and respective concentrated equity and option holdings. Before his tenure at Bishop Rosen, Mr. Weissman was at Wachovia Securities and was a member of the Chairman’s Circle of Excellence, the Director’s Club and the Chairman’s Advisory Circle. He was the Northeast Advisor who counseled publicly traded corporations about their ESPP and ESOP plans. Prior to his work with Wachovia Mr. Weissman served as a Senior Vice President at Morgan Stanley, where he first began to create concentrated asset management and risk-adjusted portfolio strategies. At Morgan Stanley, he was a recognized member of both the Director’s Club and President’s Club. Mr. Weissman earned a number of merit awards, including the Award for Outstanding Achievement and the National Sales Director Award. Mr. Weissman began his career at Gruntal, where he served as an Associate Financial Advisor.

“Equity Risk Management. A better way to own stocks.”

— Jason Weissman, Senior Director

*Please note that options are not suitable for all investors. Prior to buying or selling an exchange traded option, a person must be provided with, and review, a copy of Characteristics and Risks of Standardized Options. See www.theocc.com/components/docs/riskstoc.pdf
Concentrated Asset Risk Management
Risk-Adjusted Portfolio Management