Welcome to Wellington Shields & Co. LLC

About us

The origins of Wellington Shields & Co. LLC date back to 1925. We are a full service financial firm providing comprehensive financial advice and superior service to the individual and institutional investor.

Wellington Shields & Co. LLC, headquartered in New York, serves clients through a network of professionals in offices throughout the East Coast of the US. We are members of the New York Stock Exchange, National Association of Securities Dealers, Financial Industry Regulatory Authority, and the Securities Investor Protection Corporation.

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We focus on wealth preservation, minimizing taxes, and providing superior service.
We help you protect the wealth that you have worked so hard to attain.


What Our Clients say

I am particularly satisfied with my portfolio's performance, especially given in the present complicated economic context. But most of all I value the ease with which I can discuss strategies or the relative virtues of a particular stock with the expert who is on top of my portfolio. Communication is First Class at Wellington Shields Co

- C. Noble

I want to thank you for the excellent job that you have done with our account. Having worked with many Investment managers, I value the unique approach your company adopts to manage the client portfolios. Each is tailored to the needs of an investor. Your stock picking ability has been exceptional. My best to you.

- M.Lachman CPA

After working for nearly a year with a rival investment bank to finance an acquisition, we approached Wellington Shields at year-end and told them we needed to get a deal done quickly since our LOI was about to expire. Ed Cabrera and Wellington spent time with us to understand the transaction, they developed a unique marketing strategy and were successful in raising us $4.5 million between Christmas and New Years, to our amazement. The professionalism of Wellington Shields and their creativity has led us to make Wellington Shields our go-to bankers

- John Salerno, iGambit, Inc Chairman, CEO