Year joined H.G. Wellington: 1986
James is a Financial Advisor and believes in a long-term investment strategy, mainly in equities. He looks for reasonably-priced stocks backed by good managements with competitive advantages and powerful brands. He also likes to have some income-oriented stocks in the mix.
Previous Experience/Career Highlights:
James was a Financial Advisor at H.G. Wellington from 1986-2009 when the firm merged with Shields & Company to form Wellington Shields & Co., LLC.
He joined H.G. Wellington in 1986 due to the merger with Stillman, Maynard & Co., a year after he had purchased an interest in Stillman. Before that, James worked for Moore & Schley as a registered representative and limited partner from 1979-1985.
James is the former part owner of the Pax World Management Company, an adviser to the Pax World funds, a leader in ESG investing which considers environmental, social and governance issues in the investment process.
Education and Certifications:
- Columbia College, BA
- NYU Stern School of Business, MBA – Marketing
- FINRA Licenses: Series 7, 63
Other Interests and/or affiliations:
James enjoys spending time with family. In his free time, he likes watching movies and is especially fond of “westerns”.