Senior Vice President, Financial Advisor
Year joined Wellington Shields & Co.: 2018
Noel has been a financial advisor for over 50 years, and in the last 25 years mostly on a discretionary or advisory basis.
Previous Experience/Career Highlights:
- Noel was a First Vice President in the Private Client Group at Janney Montgomery Scott since 2003. Prior to that, he was a Financial Advisor with RBC Dain Rauscher, Tucker Anthony Incorporated, L.F. Rothschild & Co. Inc., Prescott, Ball & Turben, Moore & Schley, Cameron & Co. and Heine, Fishbein & Co., and Herold, Kastor and Gerald. He got his start in the accounting department of W.E. Hutton & Co. Prior to that Noel was in the United States’ Naval Reserves from 1964-1965.
Education and Certifications:
- Attended Brooklyn College, LIU and BMCC
- FINRA: Series 1 (Registered Representative), Series 65 (Investment Advisor) and Series 63
Other Interests and/or affiliations:
Outside the office, Noel spends most of his free time traveling between California and Washington, DC to see his four grandchildren.