Judith FriasRegistered Senior Client Service Associate

Year joined Wellington Shields:



Judith supports Financial Advisors and Portfolio Managers and works diligently to provide exceptional service to our clients including processing client requests, resolving client inquiries, making sure key client information and documentation is up to date and onboarding new accounts.  She efficiently processes trades, interacting with our traders on behalf of our advisors and clients. Judith is adept at working with SmartStation, a digital platform offered through our clearing firm, First Clearing Corp. and Advent/Axys, a portfolio management system.

Previous Experience/Career Highlights:

Prior to joining Wellington Shields, Judith worked as a Sales Assistant at a small firm but she began her career at Melhado, Flynn & Associates, Inc. where she supported several financial advisors and at the same time earned a college degree.

Education and Certifications:

  • City College of New York, Bernard M Baruch School of Business, BBA
  • FINRA Licenses: Series 7
  • Secretary of Committee to elect Patria Frias-Colon’s judicial campaign

Outside Activities and Affiliations:

Judith loves to travel, dance and spend time with family and friends. She is enormously proud of her children and enjoys being involved in their after-school activities. She is a regular participant in the Revlon Run/Walk for Breast Cancer research and other community activities. She greatly admires her civic-minded family members who include a family court judge, a Unified Federated Teachers Field Representative, and a NYC Police Officer. Judith is also affiliated with Latino-Americano Unidos, an organization that offers workshops and helps immigrants come together to have a place to network.

broker check
© Copyright 2023. JTW/DBC Enterprises