A great home for the experienced professional
We are committed to attracting and retaining top talent with diverse backgrounds and skills. Our financial advisors and portfolio managers enjoy a collegial, supportive, flexible and hands-off environment, while upholding our high standards of excellence. Our financial advisors have the freedom to grow their practice in a way that best suits you and your clients.
At our office in 140 Broadway, we have a highly experienced trading desk accessing all markets in equities and derivatives. We have highly dedicated and experienced support staff, and strong relationships with our clearing and custody firms. Our compliance team consists of consummate professionals who are here as an important resource. Several are engaged with various industry committees which enables us to keep current with changes in the regulatory landscape. Our accounting department is skilled in working with various groups that are part of Wellington Shields, and offers specialized expertise that can assist a team in achieving individual objectives.
Our investment professionals enjoy a collaborative environment and participate in a weekly in-house research meeting/conference call where they share ideas and discuss market strategy. Educational workshops are held on timely wealth management topics that can be conversation starters with clients.
At Wellington Shields, we are always looking for talented professionals to join our team. Contact us if you would like to learn more.