We personalize your portfolio for you.
Your financial situation and investment needs are unique to you. Given the constant shifting of the world’s financial markets, good portfolio management means continuously realigning your assets to the appropriate securities, using judgment honed through experience.
Our size is an advantage.
Wellington Shields behaves like a small firm. We value personal relationships and deliver a high level of service, yet possess market presence, scale and infrastructure on par with larger peers.
We are truly independent.
Wellington Shields is employee-owned. Our own money is at work in our business every day, as we invest alongside our clients.
Our fees are aligned with your interests.
Most of our discretionary client accounts are managed for a competitive asset-based fee. So as your assets grow under our direction, so does our income. When some of our clients are better served with transaction-oriented, retail brokerage accounts, that is the strategy we employ.