In addition to our financial advisors, we offer a growing number of specialty groups that thrive as business units of Wellington Shields.
The Herbst Group (HG), a unit of Shields & Company since 2001, manages assets for high net worth individuals and families as well as foundations and endowments. The Group focuses on constructing individual portfolios designed to meet the goals of each client. Fixed income portfolios consist of only high quality issues and are tailored to the current income and liquidity needs of each client. Equity portfolios focus on large and mid-sized companies. The Herbst Group team of seasoned investment and client support professionals aims to provide superior investment advice and performance over the long term.
Key Bios: Ed Herbst, Brian Herbst
The Brogan Group Equity Research
The Brogan Group Equity Research, a division of Wellington Shields & Co. LLC since 2009, offers over 40 years of experience as institutional market technicians, publishing daily research based on money flows and providing unambiguous buy and sell recommendations on the global equity markets, commodities and currencies. Its clients include some of the world’s most successful equity managers. Recommendations are made from understanding institutional needs with a rigorous quantitative/technical analysis of their proprietary Money Flow & Comparative Relative Performance Model.
Key Bios: Bob Brogan, Sr., Rob Brogan, Jr., Terence Brogan
Dudack Research Group
Dudack Research Group (DRG), a division of Wellington Shields & Co. LLC since 2011, is a well-established investment research firm that provides macro-economic, fundamental, quantitative and technical strategy and tools for institutional money managers throughout the US and Europe. DRG aims to be clear, decisive and thought-provoking through original research that is accurate, well-founded, above all, useful to its clients.
Key Bios: Gail Dudack, Andrea Costello
Great Lakes Review
Great Lakes Review (GLR), a division of Wellington Shields & Co. LLC since 2011, is a full service research boutique focused on seeking out the highest-quality, small-to-medium size companies, relatively unknown and headquartered in the Midwest, regardless of industry, for the fundamentally-oriented investor. GLR’s objective is to make money for the long-term by gradually accumulating a diversified portfolio from a universe of no more than 30 companies that meet its stringent criteria.