Who we are 2018-06-29T14:01:34+00:00

Who we are

As an independent firm with roots dating back to 1925, we are dedicated to delivering high-quality, objective investment advice to high net worth individuals and families, institutions, Trusts and estates, foundations and endowments. Whatever your goals, we are here to see you reach them with investment and wealth management solutions that are tailored for you.

Wellington Shields has an elite group of professionals from a variety of backgrounds who share a key characteristic: the clear ability to help people manage their wealth while providing world class service.

Wellington Shields maintains a level of capital far exceeding regulatory requirements. This conservative stance stems from our familiarity with potentially volatile business cycles and our desire to see the firm thrive for generations to come. Additionally, we use the services of First Clearing as our clearing firm.

First Clearing is a trade name used by Wells Fargo Clearing Services, LLC Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Our Approach